• Title/Summary/Keyword: 미공개중요정보

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Outsider Trading Regulation under the Capital Markets Act (자본시장법상 외부자거래의 규제와 개선방안)

  • Chang, Kun-Young
    • Journal of Legislation Research
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    • no.41
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    • pp.367-399
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    • 2011
  • This Article examines the regulation of outsider trading under the Financial Investment Services and Capital Markets Act (the "Capital Markets Act"). Outsider trading occurs when a market participant who is not a traditional corporate insider trades securities based on either "inside" or "outside" nonpublic information. Unlike "inside" information, "outside" information is referred to as information not derived directly or indirectly from the issuer. "Outside" information includes both "corporate" and "market" information. "Corporate information" is information about events or circumstances which affect the company's assets or earning power. "Outside corporate information" is information about the company's assets or earning power not derived directly or indirectly from the issuer. "Market information" is information about events or circumstances which affect the market for a company's securities but which do not affect the company's assets or earning power. The Capital Markets Act prohibits both "temporary insiders" from using "corporate" information in trading securities and "outsiders" from using "market" information, such as (i) information regarding the initiation or discontinuance of a tender offer; or (ii) information regarding acquisition or disposition of stocks in bulk. However, the Act does not encompass circumstances (i) where an outsider trades securities based on confidential corporate information obtained through certain types of wrongful conduct; (ii) where an outsider trades securities based on corporate information obtained through eavesdropping; and (iii) where an outsider trades securities based on either outside corporate information or market information created by the outsider himself. In order to plug a few of the gaps left open in the law of outsider trading under the Capital Markets Act, this Article suggests that regulators adopt a relatively broad reading of the scope of ${\S}$ 178(1) of the Act, which is similar to SEC Rule 10b-5, to include outsiders with no relationship to the corporation that had issued the securities. Since ${\S}$ 178(1) of the Act does not require "deception" for liability, it would seem to evade the limitations imposed by the U.S. misappropriation theory. Key Words : Outsider Trading, Insider Trading, Material Nonpublic Information, the Capital Markets Act, Misappropriation Theory, Fiduciary Theory.

A Study on Newspaper Reporter's Information-Seeking Patterns (취재환경 변화에 따른 기자의 정보추구행태 연구)

  • Jang Seon-Hwa
    • Journal of the Korean Society for Library and Information Science
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    • v.39 no.3
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    • pp.165-182
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    • 2005
  • This study examines the changed information-gathering environment of these days has indeed changed the patterns of reporters in their information seeking efforts. For the study, two groups of reporters were surveyed. The first group consists of 9 senior-level reporters working for daily papers with 15 years or more of journalism career, the second group 11 junior reporters who have been in the industry for less than 10 years. The surveying of these reporters has indicated significant change in their patterns of information-seeking endeavor, the dominant trend changing from reporters' putting an emphasis on off-the record types of information through person-to-person contacts to their new focus on made-public information. The senior-level reporters, identify person-to-person contacts as most valuable sources for information and take meetings with their contacts as providing critical opportunities for information-gathering. On the other hand, this examination has found junior reporters to be spending more time in collecting made-public information and paying more attention to acquiring a higher level of professionalism and greater analytical abilities. In short, this study confirms the ever-rising importance of making available a wider range of information for reporters.

A Study on Disclosure & Utilizing Plan for Closed National R&D Reports Information (비공개 국가연구개발보고서 정보의 공개 및 활성화 방안 연구)

  • Choi, Kwang-Nam;Yoon, Chong-Min
    • Journal of the Korean Society for Library and Information Science
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    • v.45 no.1
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    • pp.233-254
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    • 2011
  • According to the current legislation in Korea, some of national R&D reports cannot be disclosed or registered, when they need external security or the interested parties require them to be classified for a certain period of time. Therefore, there are some effects on the collection and circulation of information about R&D reports. Since those closed national R&D reports are the important outcomes from national R&D projects, they should be properly open, circulated and used by the public, when the reasons for closing those reports are removed. This study examines the present condition of the closure system of national R&D reports, and proposes a plan for collecting and utilizing the closed national R&D reports at the national level.

해외 PKI구축동향 및 사례

  • 신홍식;이종일
    • Review of KIISC
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    • v.8 no.3
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    • pp.59-69
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    • 1998
  • 전자상거래 분야에의 PKI의 성공적인 도입은 기술적 문제의 해결 뿐만 아니라 법 제도적인 불확실성을 어떻게 해결하느냐에 크게 좌우된다 우리나라의 전자 서명 관련 법제화가 전자상거래 활동이나 전자적 방법의 활성화가 안전하게 발전적인 방향으로 나아가고자 하는 취지에서 세계 주요 나라의 PKI동향을 고찰하여 본다. PKI의 설계는 정부 국가 기관 등의 공공 섹터나 전자상거래 등 산업계 등의 적용 분야에 따라 각기 다른 인증 정책과 인증 책임의 한계 등 적절한 고려 사항을 충족하여야 한다. 이러한 관점에서 미국, 캐나다, 유럽, 호주 등 세계 주요 국가 활동을 소개하고 특히 비교적 잘 구현된 사례로 전자 카드 지불 수단인SET 아카텍처와 미 연방 정부의 PKI의 최근 사례를 소개하였다. 대규모의 공개키 시스템을 실현하는데 가장 중요한 두 가지 문제는 어떻게 적절한 인증 경로를 찾느냐하는 문제와 찾고 난 다음 어떻게 검증하느냐 하는 문제이다. 경로 찾기는 디렉토리 서비스 등 필요한 정보 Retrieval 서비스만 주어진다면 자동화 될 수 있다. 경로 확인은 주의 깊게 정확한 알고리듬을 따라야 하며 또한 안전하게 구현되어야 한다.

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초기 투자성과와 연계된 창업기업의 내부 결정요인 분석

  • Gu, In-Hyeok;Kim, Yong-Deok;Jo, Jae-Min
    • 한국벤처창업학회:학술대회논문집
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    • 2022.11a
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    • pp.195-199
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    • 2022
  • 본 연구는 스타트업 투자성과와 연계된 창업가 역량, 재무정보 등 정량데이터를 기반으로 스타트업 투자자들의 투자결정요인을 분석하였다. 주요 실증결과는 다음과 같다. 첫째, 창업 초기 종업원 수가 많고, 최고경영자의 지분비율이 높을수록 투자승인 확률이 높게 나타났다. 둘째, 재무적 특성에서는 기업의 매출액 규모가 작을수록 투자승인 확률이 높게 나타났다. 이러한 결과는 스타트업의 경우, 기업의 단기성과보다는 투자 결정에 있어 미래가치 혹은 다른 정성적인 요인이 더 고려된다는 점을 보여준다. 셋째, 창업가 특성에서는 CEO 교육수준(학력)이 높을수록 투자승인 확률이 높게 나타났다. 즉, 창업자의 학력은 성공적인 투자 여부에 핵심적인 변수이고 이것은 선행연구의 결과와 다르지 않았다. 또한, 학력과 투자유치의 연관성은 창업 3년 미만 스타트업에서 상대적으로 강하게 나타났다. 선행연구에서 투자정보공개, 관련 데이터 확보의 어려움으로 스타트업 투자에 관한 정량적 실증연구가 거의 진행되지 못한 점을 고려한다면, 본 연구는 설문조사 방식을 뛰어넘어 국내 초기 창업기업만을 대상으로 성공적인 투자유치와 연계된 스타트업의 평가요인을 정량적으로 분석했다는 점에서 중요한 의의를 갖는다.

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The Impacts of Exploration and Exploitation Alliance on the Firm Performance: Focused on Global Supply Chain Management of 'Galaxy Note' (탐색제휴와 활용제휴가 기업의 성과에 미치는 영향: '갤럭시 노트'의 글로벌공급망을 중심으로)

  • Son, In-Sung;Kim, Si-Hyun
    • Korea Trade Review
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    • v.42 no.5
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    • pp.113-136
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    • 2017
  • New product preannouncement through global supply chain management and international strategic alliances is a critical issue for firm's survive and gaining the competitive advantage in the global smart-phone market. To identify the impact of exploration alliance and exploitation alliance on the short-term's Firm Performance, respectively, This study implemented the event study and the cross sectional regression analysis, focusing on the case of Galaxy Note series. Research results identified that new technologies by exploration alliance and the existing technologies through exploitation alliance have a positive effect on the short-term's performance of vendors related. Furthermore, information for the new products showed higher the excess earning rate than information related to the existing technologies. This implies the firms that provides new technologies have a stronger innovative ability than the companies serving the existing technologies, recognizing as a positive signal in the market. Finally, this study implicates that new technologies by exploration alliance enhances innovative abilities from new product preannouncement, and is a critical variable that can determines whether to survive in the market.

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U.S. FOIA(FREEDOM OF INFORMATION ACT) AND ACCESS TO INFORMATION AFTER 9/11 TERRORIST ATTACKS (9/11 테러 이후 강화된 미국 연방정부의 국가안보 정책이 정보자유법 (Freedom of Information Act) 및 연방 정보공개정책에 미친 영향)

  • Kwon, Hyuck-Bin
    • Korean Security Journal
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    • no.20
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    • pp.365-392
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    • 2009
  • The increased concern about national security in the U.S. after the 9/11 terrorist attacks has influenced public rights of access to government information and its legal foundation, the Freedom of Information Act (FOIA). Public access to government information has been restricted at the policy level by a series of legislative and executive changes in FOIA after September 11, 2001, but the examination of statistics on FOIA implementation between fiscal years 1999 and 2004 shows that the strengthened national security measures did not have a considerable impact at the implementation level during this period. These contrasting findings might be due to the public officials' informal reaction to the criticism of the restriction on public access, bureaucratic inertia, and the use of new record categories not subject to FOIA.

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A New Scheme Exploiting the Related Keyword and Big Data Analysis for Predicting Promise Technology in the Field of Satellite·Terrestrial Information Convergence Disaster Response (위성·지상정보 융합 재난 대응 기술 분야 유망기술 도출을 위한 연관 키워드 및 빅데이터 분석 기법)

  • Lee, Hangwon;Kim, Youngok
    • Journal of the Society of Disaster Information
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    • v.18 no.2
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    • pp.418-431
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    • 2022
  • Purpose: We propose a new scheme for predicting promise technology and it improves the conventional scheme that misses important lists of patent because of insufficient search formula, and cannot reflect new trend of technology due to the unreleased period of patents. Method: In this paper, we propose a new search formula exploiting TF and TF-IDF with R programming as well as related keywords, and LDA topic modeling scheme is used for analyzing recently published papers in Satellite·Terrestrial Information Convergence Disaster Response. Result: By comparing both schemes with commercial DB, the proposed scheme can find more important patents, and can reflect new trend of technology, compared to the conventional scheme. Conclusion: The proposed scheme can be used to predict promise technologies in the field of Satellite·Terrestrial Information Convergence Disaster Response.

A Study on the Importance of the Assessment of Records Management Metadata Elements Related to the Electronic Medical Records Management System for Medical Records Managers (전자의무기록 관리시스템 관련 기록관리 메타데이터 요소들에 대한 의무기록 관리자의 중요도 평가 연구)

  • Lee, Eun-Mi;Kim, Myeong;Yim, Jin Hee
    • Journal of Korean Society of Archives and Records Management
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    • v.13 no.3
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    • pp.151-171
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    • 2013
  • To comprehend the importance and necessity of record management metadata standard implemented in an electronic medical records system, a survey was undertaken to 50 medical records managers in charge of 5 major hospitals in Seoul. Analysis of the survey results was performed by averaging the responses given by those who answered the survey. SPSS was utilized for statistical analysis. Managers of medical records placed importance on metadata that are related to security of records, such as "levels of security", "types of access to medical records", "levels of authorization granted to personnel", and "users accessing medical records". It shows that these managers need the functions of privacy protection in ERMS. Metadata on "external disclosure" had the lowest level but those surveyed with more than 7 years of experience placed greater importance in this area more those surveyed with less than 7 years of experience in a hospital. This shows that managers need the functions of external disclosure to meet the needs of third partiesfor medical research and medical education.

The Effect of Service Orientation of Hotels on CRM Performance (호텔기업의 서비스지향성이 CRM성과에 미치는 영향)

  • Jeon, Ta-Sik;Nam, Taeg-Young
    • Management & Information Systems Review
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    • v.29 no.4
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    • pp.45-65
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    • 2010
  • This study was to identify the effects of hotel organizational service orientation on CRM(customer relationship management) performance. The organizational service orientation has been considered very important for excellent service quality in many existing studies. The data were collected from employees in deluxe hotels of the metropolitan area with the questionnaire. To test the hypotheses, using AMOS were conducted for 379 respondents as a sample collected. The results show that customer's authority, service training, service reward significantly influenced to competitive advantage. Among the three variables the service reward was especially significant. In addition, competitive advantage significantly influenced to CRM performance (relationship commitment, image of corporation, customer's loyalty). So it is very important for employee to give a authority, share of service training program, give a reward what they want. Because that system can lead to the good performance. As a result, the CEO of hotel has to attention the organizational service orientation for achievement of the CRM performance.

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