How Factors Inside University Can Influence Technology-Based Spin-offs?

대학 내부 특성이 기술기반 스핀오프에 미치는 영향 연구

  • 김한준 (고려대학교 기술경영전문대학원, 한국산업기술진흥원) ;
  • 김영준 (고려대학교 기술경영전문대학원)
  • Received : 2018.03.13
  • Accepted : 2018.04.30
  • Published : 2018.06.30

Abstract

This study empirically analyzes how factors inside university influence the creation of technology-based spin-offs, employing unique data sets. We posit a two-year time lag between the explanatory variables and the dependent one using total 270 university data sets for 5 years in Korea. The results show that universities with experienced technology licensing offices (TLO), those with R&D personnel size, those in possession of incubation policies or business incubators have an edge in creating technology-based spin-offs. The findings provide policy implications. By making more informed decisions on fostering technology-based spin-offs at universities, policymakers can promote the creation of new industries and lead them to create jobs in line with the national economic growth policy.

본 논문에서는 대학 내부 특성이 기술기반 스핀오프 생성에 어떻게 영향을 주는지에 대하여 실증분석을 실시하였다. 한국 대학의 기술기반 스핀오프와 관련된 총 5년간의 통계 데이터를 기반으로 설명변수와 종속변수 간 2년의 시차를 적용함으로써 총270개 대학의 데이터셋을 구성하였다. 본 연구는 대학에서 생성되는 스핀오프를 기술기반 스핀오프로 명확하게 구분하여 분석함으로써 대학 스핀오프에 대한 연구를 심층적으로 수행했고, 기존에 서구권 중심으로 진행됐던 대학 스핀오프 실증연구를 아시아권까지 연구의 폭을 확대하였다. 분석결과는 운영 경험이 더 많은 TLO, R&D 인력규모가 크거나 창업지원 규정이 있는 대학, 그리고, 창업보육센터를 보유한 대학이 기술기반 스핀오프 기업을 창출하는데 있어서 긍정적인 영향을 나타냈다. 본 연구는 대학 내부의 TLO, 대학, 창업지원조직 등 세가지 측면에서 기술기반 스핀오프를 효과적으로 육성하는 방안을 제시함으로써, 결과적으로 신산업 창출과 신산업 고용증가를 위한 정책 수립에 기여할 수 있을 것이다.

Keywords

References

  1. 교육부 (2017), 대학알리미, http://www.academyinfo.go.kr/.
  2. 나상민.김창완.이희상 (2014), "기술이전사업화 및 창업 성과에 미치는 대학의 역량요인 비교 연구", 대한산업공학회지, 40(5): 462-476. https://doi.org/10.7232/JKIIE.2014.40.5.462
  3. 이진옥 (2009), "공공부문의 기술이전 사업화 성과의 영향요인에 관한 연구", 한국기술교육대학교 대학원 석사학위 논문.
  4. 윤종민 (2013), "대학 기술이전.사업화 전담조직 운영제도의 성과와 과제", 기술혁신학회지, 16(4): 1055-1089.
  5. 조현정 (2012), "자원기반 관점에서 본 대학의 기술사업화 성과 영향요인에 대한 연구", 지식재산연구, 7(3): 217-245.
  6. 중소기업청 (2017), 창업보육센터 네트워크 시스템, http://www.bi.go.kr/.
  7. Acs, Z. J. and Audretsch, D. B. (2010), "Knowledge Spillover Entrepreneurship", In Handbook of Entrepreneurship Research, Springer Media.
  8. Algieri, B., Aquino, A. and Succurro, M. (2013), "Technology Transfer Offices and Academic Spin-off Creation: The Case of Italy", The Journal of Technology Transfer, 38(4): 382-400. https://doi.org/10.1007/s10961-011-9241-8
  9. Arthur, W. B. (2009), The Nature of Technology: What It Is and How It Evolves, New York, NY: Free Press.
  10. Barney, J. B. (1991), "Firm Resources and Sustained Competitive Advantage", Journal of Management, 17(1): 99-120. https://doi.org/10.1177/014920639101700108
  11. Bekkers, R., Gilsing, V. and Van Der Steen, M. (2006), "Determining Factors of the Effectiveness of IP-Based Spin-offs: Comparing the Netherlands and the Us", Journal of Technology Transfer, 31(5): 545-566. https://doi.org/10.1007/s10961-006-9058-z
  12. Berbegal-Mirabent, J., Ribeiro-Soriano, D. E. and Sanchez Garcia, J. L. (2015), "Can a Magic Recipe Foster University Spin-off Creation?", Journal of Business Research, 68(11): 2272-2278. https://doi.org/10.1016/j.jbusres.2015.06.010
  13. Bercovitz, J. and Feldmann, M. (2006), "Entrepreneurial Universities and Technology Transfer: A Conceptual Framework for Understanding Knowledge-Based Economic Development", The Journal of Technology Transfer, 31(1): 175-188. https://doi.org/10.1007/s10961-005-5029-z
  14. Bowerman, B. L. and O'Connell, R. T. (1990), Linear Statistical Models: An Applied Approach (2nded.), Belmont, Ca: Duxburypress.
  15. Clarysse, B., Wright, M., Lockett, A., Van De Velde, E. and Vohora, A. (2005), "Spinning Out New Ventures: A Typology of Incubation Strategies from European Research Institutions", Journal of Business Venturing, 20(2): 183-216. https://doi.org/10.1016/j.jbusvent.2003.12.004
  16. Clarysse, B., Tartari, V. and Salter, A. (2011), "The Impact of Entrepreneurial Capacity, Experience and Organizational Support on Academic Entrepreneurship", Research Policy, 40(8).
  17. Di Gregorio, D. and Shane, S. (2003), "Why Do Some Universities Generate More Start-ups than Others?", Research Policy, 32(2): 209-227. https://doi.org/10.1016/S0048-7333(02)00097-5
  18. Djokovic, D. and Souitaris, V. (2008), "Spinouts from Academic Institutions: A Literature Review With Suggestions for Further Research", Journal of Technology Transfer, 33(3): 225-247. https://doi.org/10.1007/s10961-006-9000-4
  19. Fini, R., Grimaldi, R., Santoni, S. and Sobrero, M. (2011), "Complements or Substitutes? The Role of Universities and Local Context in Supporting the Creation of Academic Spin-offs", Research Policy, 40(8): 1113-1127. https://doi.org/10.1016/j.respol.2011.05.013
  20. Gonzalez-Pernia, J. L., Kuechle, G. and Pena-Legazkue, I. (2013), "An Assessment of the Determinants of University Technology Transfer", Economic Development Quarterly, 27(1): 6-17. https://doi.org/10.1177/0891242412471847
  21. Grimaldi, R., Kenney, M., Siegel, D. S. and Wright, M. (2011), "30 Years after Bayh-Dole: Reassessing Academic Entrepreneurship", Research Policy, 40(8): 1045-1057. https://doi.org/10.1016/j.respol.2011.04.005
  22. Geuna, A. and Rossi, F. (2011), "Changes to University IPR Regulations in Europe and the Impact on Academic Patenting", Research Policy, 40(8): 1068-1076 https://doi.org/10.1016/j.respol.2011.05.008
  23. Harrison, R. T. and Leitch, C. (2010), "Voodoo Institution or Entrepreneurial University? Spin-off Companies, The Entrepreneurial System and Regional Development in the UK", Regional Studies, 44(9): 1241-1262. https://doi.org/10.1080/00343400903167912
  24. Hess, S. and Siegwart, R. Y. (2013), "University Technology Incubator: Technology Transfer of Early Stage Technologies in Cross-Border Collaboration with Industry", Business and Management Research, 2(2): 22-36.
  25. Jensen, R. and Thursby, M. (2001), "Proofs and Prototypes for Sale: The Licensing of University Inventions", American Economic Review, 91(1): 240-259. https://doi.org/10.1257/aer.91.1.240
  26. Kenney, M. and Patton, D. (2011), "Does Inventor Ownership Encourage University Research-Derived Entrepreneurship? A Six University Comparison", Research Policy, 40(8): 1100-1112. https://doi.org/10.1016/j.respol.2011.05.012
  27. Kirchberger, M. A. and Pohl, L. (2016), "Technology Commercialization: A Literature Review of Success Factors and Antecedents across Different Contexts", Journal of Technology Transfer, 41(5): 1077-1112. https://doi.org/10.1007/s10961-016-9486-3
  28. Kroll, H. and Liefner, I. (2008), "Spin-off Enterprises As a Means of Technology Commercialisation in a Transforming Economy-Evidence from Three Universities in China", Technovation, 28(5): 298-313. https://doi.org/10.1016/j.technovation.2007.05.002
  29. Link, A. N. and Scott, J. T. (2010), "Government as Entrepreneur: Evaluating the Commercialization Success of SBIR Projects", Research Policy, 39(5): 589-601. https://doi.org/10.1016/j.respol.2010.02.006
  30. Lockett, A. and Wright, M. (2005), "Resources, Capabilities, Risk Capital and the Creation of University Spin-out Companies", Research Policy, 34(7): 1043-1057. https://doi.org/10.1016/j.respol.2005.05.006
  31. Muscio, A., Quaglione, D. and Ramaciotti, L. (2016), "The Effects of University Rules on Spinoff Creation: The Case of Academia in Italy", Research Policy, 45(7): 1386-1396. https://doi.org/10.1016/j.respol.2016.04.011
  32. Mustar, P. (1997), Spin-off Enterprises, "How French Academics Create High-Tech Companies: Conditions for Success or Failure", Science and Public Policy, 24(1): 37-43.
  33. Mustar, P., Renault, M., Colombo, M. G., Piva, E., Fontes, M. and Lockett, A. (2006), "Conceptualising the Heterogeneity of Research-Based Spin-offs: A Multi-Dimensional Taxonomy", Research Policy, 35(2): 289-308. https://doi.org/10.1016/j.respol.2005.11.001
  34. Ndonzuau, F. N., Pirnay, F. and Surlemont, B. (2002), "A Stage Model of Academic Spin-off Creation", Technovation, 22: 281-289 https://doi.org/10.1016/S0166-4972(01)00019-0
  35. Netval. (2013), "X Rapporto Netval Sulla Valorizzazione Della Ricerca Nelle Universita Italiane", Available At: http://www.Netval.It.
  36. Nosella, A. and Grimaldi, R. (2009), "University-Level Mechanisms Supporting the Creation of New Companies: An Analysis of Italian Academic Spin-offs", Technology Analysis and Strategic Management, 21(6): 679-698. https://doi.org/10.1080/09537320903052657
  37. O'Shea, R. P., Allen, T. J., Chevalier, A. and Roche, F. (2005), "Entrepreneurial Orientation, Technology Transfer and Spinoff Performance of U.S. Universities", Research Policy, 34(7): 994-1009. https://doi.org/10.1016/j.respol.2005.05.011
  38. Powers, J. B. (2003), "Commercializing Academic Research; Resource Effects on Performance of Niversity Technology Transfer", The Journal of Higher Education, 74(1): 26-50.
  39. Powers, J. B. and Mcdougall, P. P. (2005), "University Start-up Formation and Technology Licensing with Firms That Go Public: A Resource-Based View of Academic Entrepreneurship", Journal of Business Venturing, 20(3): 291-311. https://doi.org/10.1016/j.jbusvent.2003.12.008
  40. Ramaciotti, L. and Rizzo, U. (2015), "The Determinants of the Creation of Academic Spin-off by Italian Universities", R&D Management, 45(5): 501-514. https://doi.org/10.1111/radm.12105
  41. Rasmussen, E. and Wright, M. (2015), "How Can Universities Facilitate Academic Spinoffs? An Entrepreneurial Competency Perspective", Journal of Technology Transfer, 40(5): 782-799. https://doi.org/10.1007/s10961-014-9386-3
  42. Rogers, E. M., Takegami, S. and Yin, J. (2001), "Lessons Learned about Technology Transfer", Technovation, 21(4): 253-261. https://doi.org/10.1016/S0166-4972(00)00039-0
  43. Rothaermel, F. T., Agung, S. D. and Jiang, L. (2007), "University Entrepreneurship: A Taxonomy of the Literature", Industrial and Corporate Change, 16(4): 691-791. https://doi.org/10.1093/icc/dtm023
  44. Shane, S. (2004), Academic Entrepreneurship: University Spinoffs and Wealth Creation. Cheltenham, England: Edward Elgar.
  45. Siegel, D. S., Veugelers, R. and Wright, M. (2007), "Technology Transfer Offices and Commercialization of University Intellectual Property: Performance and Policy Implications", Oxford Review of Economic Policy, 23(4): 640-660. https://doi.org/10.1093/oxrep/grm036
  46. Siegel, D. S., Waldman, D. and Link, A. (2003), "Assessing the Impact of Organizational Practices on the Relative Productivity of University Technology Transfer Offices: An Exploratory Study", Research Policy, 32(1): 27-48. https://doi.org/10.1016/S0048-7333(01)00196-2
  47. Smilor, R. W., Gibson, D. V. and Dietrich, G. B. (1990), "University Spin-out Companies: Technology Start-ups from Ut-Austin", Journal of Business Venturing, 5(1): 63-76. https://doi.org/10.1016/0883-9026(90)90027-Q
  48. Vincett, P. S. (2010), "The Economic Impacts of Academic Spin-off Companies, and Their Implications for Public Policy", Research Policy, 39: 736-747. https://doi.org/10.1016/j.respol.2010.02.001
  49. Vinig, T. and Lips, D. (2015), "Measuring the Performance of University Technology Transfer Using Meta Data Approach: The Case of Dutch Universities", Journal of Technology Transfer, 40(6): 1034-1049. https://doi.org/10.1007/s10961-014-9389-0
  50. Wedel, M., Desarbo, W. S., Bult, J. R. and Ramaswamy, R. (1993), "A Latent Class Poisson Regression Model for Heterogeneous Count Data", Journal of Applied Econometrics, 8(4): 397-411. https://doi.org/10.1002/jae.3950080407
  51. Winkelmann, R. (2008), Econometric Analysis of Count Data (5thed.), Berlin, Germany: Springer.
  52. Wright, M., Siegel, D. S. and Lockett, A. (2007), "The Rise of Entrepreneurial Activity at Universities: Organizational and Societal Implications", Industrial and Corporate Change, 16(4): 489-504. https://doi.org/10.1093/icc/dtm015
  53. Zahra, S. A. and Bogner, W. C. (1999), "Technology Strategy and Software New Ventures' Performance: Exploring the Moderating Effect of the Competitive Environment", Journal of Business Venturing, 15(2): 135-173. https://doi.org/10.1016/S0883-9026(98)00009-3